Filing Details
- Accession Number:
- 0001209191-18-013155
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-23 19:18:32
- Reporting Period:
- 2018-02-22
- Accepted Time:
- 2018-02-23 19:18:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326732 | Xencor Inc | XNCR | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1291972 | Jr Edgardo Baracchini | C/O Xencor, Inc. 111 West Lemon Avenue Monrovia CA 91016 | Chief Business Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-22 | 8,069 | $0.59 | 8,069 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-22 | 8,069 | $26.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2018-02-22 | 8,069 | $0.00 | 8,069 | $0.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 121,809 | 2020-01-17 | No | 4 | M | Direct |
Footnotes
- Reported transaction occured pursuant to a Rule 10b5-1 Plan adopted September 14, 2016.
- The stock option is fully vested and exercisable.
Billionaire Hedge Funds
