Filing Details

Accession Number:
0001104659-18-011753
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-23 17:31:17
Reporting Period:
2018-02-21
Accepted Time:
2018-02-23 17:31:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1055160 Mfa Financial Inc. DFBH Real Estate Investment Trusts (6798) 133974868
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1731883 Gregory Sorensen C/O Dfb Healthcare Acquisitions Corp.
780 Third Avenue, 37Th Floor
New York NY 10017
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-21 30,000 $0.00 60,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Acquisiton 2018-02-21 10,000 $0.00 10,000 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 No 4 P Direct
Footnotes
  1. In connection with the Issuer's initial public offering, the Reporting Person acquired, at a price of $10 per unit, 30,000 units. Each unit consists of one share of common stock and one-third of one warrant.
  2. Includes up to 3,913 shares subject to forfeiture by the Reporting Person depending on the extent to which the underwriters' option to purchase additional units is exercised.
  3. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or February 21, 2019.
  4. The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.