Filing Details
- Accession Number:
- 0001104659-18-011753
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-23 17:31:17
- Reporting Period:
- 2018-02-21
- Accepted Time:
- 2018-02-23 17:31:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1055160 | Mfa Financial Inc. | DFBH | Real Estate Investment Trusts (6798) | 133974868 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1731883 | Gregory Sorensen | C/O Dfb Healthcare Acquisitions Corp. 780 Third Avenue, 37Th Floor New York NY 10017 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-02-21 | 30,000 | $0.00 | 60,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Acquisiton | 2018-02-21 | 10,000 | $0.00 | 10,000 | $11.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,000 | No | 4 | P | Direct |
Footnotes
- In connection with the Issuer's initial public offering, the Reporting Person acquired, at a price of $10 per unit, 30,000 units. Each unit consists of one share of common stock and one-third of one warrant.
- Includes up to 3,913 shares subject to forfeiture by the Reporting Person depending on the extent to which the underwriters' option to purchase additional units is exercised.
- The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or February 21, 2019.
- The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.