Filing Details
- Accession Number:
- 0001209191-18-012994
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-23 16:40:39
- Reporting Period:
- 2018-02-21
- Accepted Time:
- 2018-02-23 16:40:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 798354 | Fiserv Inc | FISV | Services-Computer Processing & Data Preparation (7374) | 391506125 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207371 | W Jeffery Yabuki | 255 Fiserv Drive Brookfield WI 53045 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-02-21 | 2,796 | $140.60 | 361,104 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-21 | 11,807 | $141.63 | 349,297 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-21 | 2,397 | $142.40 | 346,900 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-02-21 | 28,615 | $0.00 | 375,515 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2018-02-21 | 89,286 | $0.00 | 89,286 | $139.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 89,286 | 2019-02-21 | 2028-02-21 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 118,214 | Indirect | By Trust |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.
- This transaction was executed in multiple trades at prices ranging from $140.12 to $141.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $141.17 to $142.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $142.20 to $142.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- One-third of these restricted stock units vest on the second, third and fourth anniversaries of the grant date.
- By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.
- One-third of these options vest on each anniversary of the grant date.
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