Home > Insider Trading > Filing (0001445866-18-000195)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1396633	Summer Energy Holdings Inc	SUME	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1116185	Neil Leibman	5847 San Felipe Street #3700 Houston TX 77057	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-02-20	1,480	$2.50	93,018	No	4	P	Indirect	Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Footnote

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Acquisiton	2018-02-20	15,000	$0.00	15,000	$2.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
15,000	2018-07-01	2028-02-20	No	4	A	Direct

Footnotes

The shares were purchased at a price of $2.5 per share.
The reported securities were purchased by NORTHEAST OPCO, LLC, a Texas limited liability company of which the Reporting Person is an officer and control person as well as a 20% owner. The Reporting Person disclaims beneficial ownership of the shares of common stock held by NORTHEAST OPCO, LLC, except to the extent of his pecuniary interest therein. The purchases were made pursuant to a 10b5-1 trading plan adopted by NORTHEAST OPCO, LLC, on June 5, 2017.
Options were issued to Reporting Person pursuant to the Reporting Person's employment agreement with the Issuer based on achieving certain performance metrics. Options vest and become exercisable on July 1, 2018.