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Filing Details

Accession Number:: 0000899243-18-005218
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-02-22 20:51:18
Reporting Period:: 2018-02-20

Accepted Time:: 2018-02-22 20:51:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1610532	Hortonworks Inc.	HDP	Services-Prepackaged Software (7372)	371634325

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1626464	Michelangelo Volpi	C/O Hortonworks, Inc. 5470 Great America Parkway Santa Clara CA 95054		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-02-20	123,891	$18.38	1,554,584	No	4	S	Indirect	By Index Ventures V (Jersey), L.P.
Common Stock	Disposition	2018-02-20	1,003	$18.38	12,593	No	4	S	Indirect	By Index Ventures V Parallel Entrepreneur Fund (Jersey), L.
Common Stock	Disposition	2018-02-20	114,587	$18.38	1,437,838	No	4	S	Indirect	By Index Ventures IV (Jersey), L.P.
Common Stock	Disposition	2018-02-20	10,559	$18.38	136,796	No	4	S	Indirect	By Index Ventures IV Parallel Entrepreneur Fund (Jersey), L.P.
Common Stock	Disposition	2018-02-20	2,593	$18.38	32,531	No	4	S	Indirect	By Yucca (Jersey) SLP
Common Stock	Disposition	2018-02-21	87,961	$18.66	1,466,623	No	4	S	Indirect	By Index Ventures V (Jersey), L.P.
Common Stock	Disposition	2018-02-21	712	$18.66	11,881	No	4	S	Indirect	By Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P.
Common Stock	Disposition	2018-02-21	81,356	$18.66	1,356,482	No	4	S	Indirect	By Index Ventures IV (Jersey), L.P.
Common Stock	Disposition	2018-02-21	7,497	$18.66	129,299	No	4	S	Indirect	By Index Ventures IV Parallel Entrepreneur Fund (Jersey), L.P.
Common Stock	Disposition	2018-02-21	1,841	$18.66	30,690	No	4	S	Indirect	By Yucca (Jersey) SLP
Common Stock	Disposition	2018-02-22	63,601	$18.55	1,403,022	No	4	S	Indirect	By Index Ventures V (Jersey), L.P.
Common Stock	Disposition	2018-02-22	515	$18.55	11,366	No	4	S	Indirect	By Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P.
Common Stock	Disposition	2018-02-22	58,824	$18.55	1,297,658	No	4	S	Indirect	By Index Ventures IV (Jersey), L.P.
Common Stock	Disposition	2018-02-22	5,421	$18.55	123,878	No	4	S	Indirect	By Index Ventures IV Parallel Entrepreneur Fund (Jersey), L.P.
Common Stock	Disposition	2018-02-22	1,331	$18.55	29,359	No	4	S	Indirect	By Yucca (Jersey) SLP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Index Ventures V (Jersey), L.P.
No	4	S	Indirect	By Index Ventures V Parallel Entrepreneur Fund (Jersey), L.
No	4	S	Indirect	By Index Ventures IV (Jersey), L.P.
No	4	S	Indirect	By Index Ventures IV Parallel Entrepreneur Fund (Jersey), L.P.
No	4	S	Indirect	By Yucca (Jersey) SLP
No	4	S	Indirect	By Index Ventures V (Jersey), L.P.
No	4	S	Indirect	By Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P.
No	4	S	Indirect	By Index Ventures IV (Jersey), L.P.
No	4	S	Indirect	By Index Ventures IV Parallel Entrepreneur Fund (Jersey), L.P.
No	4	S	Indirect	By Yucca (Jersey) SLP
No	4	S	Indirect	By Index Ventures V (Jersey), L.P.
No	4	S	Indirect	By Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P.
No	4	S	Indirect	By Index Ventures IV (Jersey), L.P.
No	4	S	Indirect	By Index Ventures IV Parallel Entrepreneur Fund (Jersey), L.P.
No	4	S	Indirect	By Yucca (Jersey) SLP

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	10,838	Direct

Footnotes

Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $18.00 to $18.51 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.
Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $18.15 to $19.00 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.
Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $18.25 to $18.71 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.
The Reporting Person is a partner within the Index Ventures group. Advisors within the Index Ventures group provide advice to Index Ventures IV (Jersey), L.P., Index Ventures IV Parallel Entrepreneur Fund (Jersey), L.P., Index Ventures V (Jersey), L.P., Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. and Yucca (Jersey) SLP (the "Index Funds"). The Reporting Person is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose.