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Filing Details

Accession Number:: 0001209191-18-012739
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-02-22 20:04:53
Reporting Period:: 2018-02-20

Accepted Time:: 2018-02-22 20:04:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1374684	Mulesoft Inc	MULE	Services-Prepackaged Software (7372)	205158650

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1700817	Mark Dao	77 Geary Street, Suite 400 San Francisco CA 94108	Chief Product Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2018-02-20	37,500	$0.00	38,970	No	4	C	Direct
Class A Common Stock	Disposition	2018-02-20	30,400	$30.09	8,570	No	4	S	Direct
Class A Common Stock	Disposition	2018-02-20	7,100	$31.57	1,470	No	4	S	Direct
Class A Common Stock	Acquisiton	2018-02-21	12,500	$0.00	13,970	No	4	C	Direct
Class A Common Stock	Disposition	2018-02-21	12,200	$30.18	1,770	No	4	S	Direct
Class A Common Stock	Disposition	2018-02-21	300	$31.05	1,470	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Option (right to buy)	Disposition	2018-02-20	37,500	$0.00	37,500	$7.06
Class A Common Stock	Class B Common Stock	Acquisiton	2018-02-20	37,500	$0.00	37,500	$7.06
Class A Common Stock	Class B Common Stock	Disposition	2018-02-20	37,500	$0.00	37,500	$0.00
Class B Common Stock	Stock Option (right to buy)	Disposition	2018-02-21	12,500	$0.00	12,500	$7.06
Class A Common Stock	Class B Common Stock	Acquisiton	2018-02-21	12,500	$0.00	12,500	$7.06
Class A Common Stock	Class B Common Stock	Disposition	2018-02-21	12,500	$0.00	12,500	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
967,390	2026-05-04	No	4	M	Direct
37,500		No	4	M	Direct
0		No	4	C	Direct
954,890	2026-05-04	No	4	M	Direct
12,500		No	4	M	Direct
0		No	4	C	Direct

Footnotes

Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Includes 1,470 shares acquired under the Issuer's 2017 Employee Stock Purchase Plan on November 10, 2017 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2017.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.95 to $30.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5) and 6) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.99, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.96 to $30.955, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.13, inclusive.
One-fourth of the shares subject to the option vested on January 16, 2017, and 1/48 of the shares vest monthly thereafter.