Filing Details
- Accession Number:
- 0001352027-18-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-22 19:05:06
- Reporting Period:
- 2018-02-20
- Accepted Time:
- 2018-02-22 19:05:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 718877 | Activision Blizzard Inc. | ATVI | Services-Prepackaged Software (7372) | 954803544 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1439532 | Michael Morhaime | C/O Blizzard Entertainment 16215 Alton Parkway Irvine CA 92618 | Pres. & Ceo-Blizzard Ent. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2018-02-20 | 66,666 | $20.10 | 303,060 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2018-02-20 | 66,666 | $71.07 | 236,394 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2018-02-20 | 66,667 | $34.59 | 303,061 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2018-02-20 | 66,667 | $71.07 | 236,394 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2018-02-20 | 32,018 | $41.09 | 268,412 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2018-02-20 | 32,018 | $71.07 | 236,394 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2018-02-20 | 3,518 | $20.10 | 26,956 | No | 4 | M | Indirect | Securities held by Mr. Morhaime's wife |
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2018-02-20 | 3,518 | $71.03 | 23,438 | No | 4 | S | Indirect | Securities held by Mr. Morhaime's wife |
| Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2018-02-20 | 1,438 | $34.59 | 24,876 | No | 4 | M | Indirect | Securities held by Mr. Morhaime's wife |
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2018-02-20 | 1,438 | $71.03 | 23,438 | No | 4 | S | Indirect | Securities held by Mr. Morhaime's wife |
| Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2018-02-20 | 919 | $41.09 | 24,357 | No | 4 | M | Indirect | Securities held by Mr. Morhaime's wife |
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2018-02-20 | 919 | $71.03 | 23,438 | No | 4 | S | Indirect | Securities held by Mr. Morhaime's wife |
| Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2018-02-21 | 34,649 | $41.09 | 271,043 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2018-02-21 | 34,649 | $70.82 | 236,394 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Indirect | Securities held by Mr. Morhaime's wife |
| No | 4 | S | Indirect | Securities held by Mr. Morhaime's wife |
| No | 4 | M | Indirect | Securities held by Mr. Morhaime's wife |
| No | 4 | S | Indirect | Securities held by Mr. Morhaime's wife |
| No | 4 | M | Indirect | Securities held by Mr. Morhaime's wife |
| No | 4 | S | Indirect | Securities held by Mr. Morhaime's wife |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Disposition | 2018-02-20 | 66,666 | $0.00 | 66,666 | $20.10 |
| Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Disposition | 2018-02-20 | 66,667 | $0.00 | 66,667 | $34.59 |
| Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Disposition | 2018-02-20 | 32,018 | $0.00 | 32,018 | $41.09 |
| Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Disposition | 2018-02-20 | 3,518 | $0.00 | 3,518 | $20.10 |
| Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Disposition | 2018-02-20 | 1,438 | $0.00 | 1,438 | $34.59 |
| Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Disposition | 2018-02-20 | 919 | $0.00 | 919 | $41.09 |
| Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Disposition | 2018-02-21 | 34,649 | $0.00 | 34,649 | $41.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-11-14 | No | 4 | M | Direct | |
| 66,666 | 2025-11-13 | No | 4 | M | Direct | |
| 167,982 | 2026-11-07 | No | 4 | M | Direct | |
| 0 | 2024-11-14 | No | 4 | M | Indirect | |
| 1,437 | 2025-11-13 | No | 4 | M | Indirect | |
| 1,837 | 2026-11-07 | No | 4 | M | Indirect | |
| 133,333 | 2026-11-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.000001 Per Share | 401,354 | Indirect | See footnote |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received for the stock ranged from $71.00 to $71.22 per share. Mr. Morhaime has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff with information regarding the number of shares sold at each price within that range.
- The price in Column 4 is a weighted average price. The prices actually received for the stock ranged from $71.01 to $71.07 per share. Mr. Morhaime has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff with information regarding the number of shares sold at each price within that range.
- Following the transactions reported on this form 4, Mr. Morhaime indirectly held, through his wife, (a) 12,861 shares of the Company's common stock and (b) 10,577 performance-vesting restricted stock units, each representing the right to receive one share of the Company's common stock.
- The price in Column 4 is a weighted average price. The prices actually received for the stock ranged from $70.75 to $71.1401 per share. Mr. Morhaime has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff with information regarding the number of shares sold at each price within that range.
- Following the transactions reported on this Form 4, Mr. Morhaime directly held (a) 166,395 performance-vesting restricted stock units, each representing the right to receive one share of the Company's common stock, and (b) 69,999 time-vesting restricted stock units, each representing the right to receive one share of the Company's common stock.
- Following the transactions reported on this Form 4, Mr. Morhaime indirectly held, through the Michael Morhaime Revocable Trust, 401,354 shares of the Company's common stock.
- These securities are held by the Michael Morhaime Revocable Trust.
- These options were fully vested on November 13, 2017.
- The exercised options vested on November 12, 2017. The remaining options will vest on November 12, 2018.
- The exercised options vested on November 6, 2017. One-half of the remaining unvested options will vest on each of November 6, 2018 and 2019.
- These options were fully vested on November 14, 2017.
- The exercised options vested on November 13, 2017. The remaining options will vest on November 13, 2018.
- The exercised options vested on November 7, 2017. One-half of the remaining options vest on each of November 7, 2018 and 2019.
- The exercised options vested on November 6, 2017. One-half of the remaining options will vest on each of November 6, 2018 and 2019.
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