Filing Details
- Accession Number:
- 0001039399-18-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-22 18:51:57
- Reporting Period:
- 2018-02-20
- Accepted Time:
- 2018-02-22 18:51:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1039399 | Formfactor Inc | FORM | Semiconductors & Related Devices (3674) | 133711155 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1256949 | M Michael Ludwig | 7005 Southfront Road Livermore CA 94551 | Sr Vp, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-20 | 2,500 | $10.37 | 242,887 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-20 | 2,500 | $13.38 | 240,387 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-02-21 | 25,000 | $10.37 | 265,387 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-21 | 25,000 | $13.05 | 240,387 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-02-22 | 17,500 | $10.37 | 257,887 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-22 | 17,500 | $13.00 | 240,387 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-02-20 | 2,500 | $10.37 | 2,500 | $10.37 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-02-21 | 25,000 | $10.37 | 25,000 | $10.37 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-02-22 | 17,500 | $10.37 | 17,500 | $10.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 42,500 | 2018-04-29 | No | 4 | M | Direct | |
| 17,500 | 2018-04-29 | No | 4 | M | Direct | |
| 0 | 2018-04-29 | No | 4 | M | Direct |
Footnotes
- Price represents the sale price for the transaction reported. Price of the shares sold is $13.375. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $12.95 through $13.2. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Price represents the sale price for the transaction reported. Price of shares sold is $13.00. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on April 29, 2012 and the remainder vesting in equal annual installments over the following three years.
Billionaire Hedge Funds
