Filing Details
- Accession Number:
- 0001077131-18-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-22 16:40:46
- Reporting Period:
- 2018-02-20
- Accepted Time:
- 2018-02-22 16:40:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
934549 | Acacia Research Corp | ACTG | Patent Owners & Lessors (6794) | 954405754 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1077131 | Iii Louis G Graziadio | 520 Newport Center Dr. 12Th Floor Newport Beach CA 92660 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-02-20 | 3,000 | $3.45 | 337,400 | No | 4 | P | Indirect | Graziadio Family Trust dtd 11/13/75 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Graziadio Family Trust dtd 11/13/75 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 15,000 | Indirect | The George & Reva Graziadio Charitable Lead Annuity Trust |
Common Stock | 21,000 | Indirect | Marianna R. Graziadio, minor children |
Common Stock | 21,000 | Indirect | George L. Graziadio IV, minor children |
Common Stock | 25,000 | Indirect | The Gina-Carra Partnership |
Common Stock | 20,000 | Indirect | George and Reva Graziadio Foundation |
Common Stock | 5,000 | Indirect | Owned by spouse |
Common Stock | 588,151 | Direct |
Footnotes
- These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT.
- These shares are owned by the George & Reva Graziadio Charitable Lead Annuity Trust (the "Annuity Trust"), as to which Mr. Graziadio is trustee and Mr. Graziadio's minor children are contingent beneficiaries. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Annuity Trust.
- These shares are owned by Mr. Graziadio's minor child, Marianna R. Graziadio.
- These shares are owned by Mr. Graziadio's minor child, George L. Graziadio, IV.
- These shares are owned by Gina-Carra Partnership ("Gina-Carra"), a limited partnership of which Mr. Graziadio is the trustee of each of the general partners, which are trusts for the benefit of Mr. Graziadio's children. Mr. Graziadio disclaims beneficial ownership of the shares owned by Gina-Carra.
- These shares are owned by the George and Reva Graziadio Foundation ("Foundation"), a charitable foundation established by Mr. Graziadio's parents, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation and does not have the right to control disposition of these shares. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Foundation.