Filing Details
- Accession Number:
- 0000899243-18-005052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-22 16:30:53
- Reporting Period:
- 2018-02-21
- Accepted Time:
- 2018-02-22 16:30:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1596946 | Quotient Ltd | QTNT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1457861 | Heino Prondzynski Von | C/O Quotient Limited 28 Esplanade St Helier Y9 JE2 3QA | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2018-02-21 | 12,000 | $4.28 | 73,229 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Ordinary Shares | Restricted Stock Units | $0.00 | 12,500 | 12,500 | Direct | ||
Ordinary Shares | Ordinary Share Option (Right to Buy) | $11.62 | 2025-10-31 | 4,303 | 4,303 | Direct | |
Ordinary Shares | Restricted Stock Units | $0.00 | 7,613 | 7,613 | Direct | ||
Ordinary Shares | Ordinary Share Option (Right to Buy) | $5.73 | 2026-10-31 | 8,726 | 8,726 | Direct | |
Ordinary Shares | Restricted Stock Units | $0.00 | 2,618 | 2,618 | Direct | ||
Ordinary Shares | Restricted Stock Units | $0.00 | 25,268 | 25,268 | Direct | ||
Ordinary Shares | Warrant | $5.80 | 2018-07-31 | 1,049 | 1,049 | Direct | |
Ordinary Shares | Ordinary Share Option (Right to Buy) | $5.21 | 2027-10-31 | 9,597 | 9,597 | Direct | |
Ordinary Shares | Restricted Stock Units | $0.00 | 5,758 | 5,758 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
12,500 | 12,500 | Direct | |
2025-10-31 | 4,303 | 4,303 | Direct |
7,613 | 7,613 | Direct | |
2026-10-31 | 8,726 | 8,726 | Direct |
2,618 | 2,618 | Direct | |
25,268 | 25,268 | Direct | |
2018-07-31 | 1,049 | 1,049 | Direct |
2027-10-31 | 9,597 | 9,597 | Direct |
5,758 | 5,758 | Direct |
Footnotes
- Restricted Stock Units covert into ordinary shares on a one-for-one basis.
- On September 15, 2014, the reporting person was granted 50,000 restricted stock units, of which 37,500 restricted stock units have vested and been exercised. The remaining 12,500 restricted stock units will vest on September 4, 2018.
- 2,868 options have vested and remain exercisable, 1,435 options will vest on October 31, 2018.
- On September 4, 2016, the reporting person was granted 15,226 restricted stock units, of which 7,613 restricted stock units have vested and been exercised. The remaining 7,613 restricted stock units will vest on September 4, 2018.
- 2,909 options vested on October 31, 2017 and remain exercisable, 2,909 options will vest on October 31, 2018, 2,908 options will vest on October 31, 2019.
- On October 31, 2016, the Reporting Person was granted 5,236 restricted stock units, of which 2,618 have vested and have been exercised. The remaining 2,618 restricted stock units will vest on October 31, 2018.
- On September 4, 2017, the reporting person was granted 25,268 restricted stock units, vesting in two equal installments on September 4, 2018 and September 4, 2019.
- The warrants are immediately exercisable.
- The options vest and become exercisable in three equal annual installments beginning October 31, 2018.
- On October 31, 2017, the Reporting Person was granted 5,758 restricted stock units, vesting in two equal installments on October 31, 2018 and October 31, 2019.