Filing Details
- Accession Number:
- 0001209191-18-012376
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-22 16:16:34
- Reporting Period:
- 2018-02-20
- Accepted Time:
- 2018-02-22 16:16:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1517228 | Commscope Holding Company Inc. | COMM | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1140860 | C Stephen Gray | C/O Commscope Holding Company, Inc., 1100 Commscope Place, Se Hickory NC 28602 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-02-20 | 28,575 | $5.74 | 42,639 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-02-20 | 28,575 | $38.96 | 14,064 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2018-02-20 | 28,575 | $0.00 | 28,575 | $5.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-01-14 | 2021-01-26 | No | 4 | M | Direct |
Footnotes
- As previously reported, includes 4,470 restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest on May 5, 2018, subject to the director's continued membership on the Board of Directors on such date.
- The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $38.90 to $39.01. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
- The stock options fully vested following the sale of shares by The Carlyle Group in June 2015, which constituted a "Liquidity Event" for purposes of these options