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Filing Details

Accession Number:: 0001127602-18-007714
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-02-22 15:37:51
Reporting Period:: 2018-02-20

Accepted Time:: 2018-02-22 15:37:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1137774	Prudential Financial Inc	PRU	Life Insurance (6311)	223703799

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1602568	Stephen Pelletier	751 Broad Street, 4Th Floor Attn. Corporate Compliance Newark NJ 07102	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-02-20	13,475	$78.08	30,318	No	4	M	Direct
Common Stock	Acquisiton	2018-02-20	18,928	$63.59	49,246	No	4	M	Direct
Common Stock	Disposition	2018-02-20	6,469	$108.71	42,777	No	4	S	Direct
Common Stock	Disposition	2018-02-20	7,034	$108.88	35,743	No	4	S	Direct
Common Stock	Disposition	2018-02-20	22,200	$108.44	13,543	No	4	S	Direct
Common Stock	Disposition	2018-02-21	5,026	$110.02	8,517	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	2015 Employee Stock Option (Right to Buy)	Disposition	2018-02-20	13,475	$0.00	13,475	$78.08
Common Stock	2016 Employee Stock Option (Right to Buy)	Disposition	2018-02-20	18,928	$0.00	18,928	$63.59

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2025-02-10	No	4	M	Direct
18,928		2026-02-09	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	597	Indirect	By 401(k)

Footnotes

The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2017.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.27 to $109.07, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.78 to $109.08, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.96 to $108.77, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
Following the transaction reported on this Form 4, Mr. Pelletier continues to hold 8,517 shares directly and 597 shares indirectly in a 401(k) account. Mr. Pelletier also holds an additional 11,041 vested stock options, 71,897 unvested stock options, 32,697 deferred compensation shares, and 43,194 target performance shares (the exact number awarded being dependent on achievement of performance goals).
The options vest in three equal annual installments beginning on February 10, 2016.
The options vest in three equal annual installments beginning on February 9, 2017.