Filing Details

Accession Number:
0001683168-18-000491
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-22 10:38:36
Reporting Period:
2018-02-22
Accepted Time:
2018-02-22 10:38:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1045742 Live Ventures Inc LIVE Investors, Nec (6799) 850206668
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1512469 Jon Isaac C/O Live Ventures, Inc.
325 East Warm Springs Road, Ste. 102
Las Vegas NV 89119
Ceo And President Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-22 1,500 $13.28 1,509,276 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.