Filing Details
- Accession Number:
- 0001209191-18-012137
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-22 07:48:03
- Reporting Period:
- 2018-02-20
- Accepted Time:
- 2018-02-22 07:48:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880631 | Wisdomtree Investments Inc. | WETF | Security Brokers, Dealers & Flotation Companies (6211) | 133487784 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1727096 | J. David Abner | C/O Wisdomtree Investments, Inc. 245 Park Avenue, 35Th Floor New York NY 10167 | Head Of Wisdomtree Europe | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-20 | 37,200 | $1.07 | 179,880 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-20 | 12,200 | $10.48 | 167,680 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-02-21 | 12,800 | $1.07 | 180,480 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-21 | 12,800 | $10.55 | 167,680 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2018-02-20 | 37,200 | $0.00 | 37,200 | $1.07 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-02-21 | 12,800 | $0.00 | 12,800 | $1.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,800 | 2010-01-26 | 2018-03-31 | No | 4 | M | Direct |
| 0 | 2010-01-26 | 2018-03-31 | No | 4 | M | Direct |
Footnotes
- Includes restricted stock awards which vest as to (i) 39,600 shares on each of August 1, 2018 and 2019, (ii) 6,906 shares on each of January 25, 2019 and 2020, (iii) 9,010 shares on January 27, 2019 and (iv) 4,505 shares on January 25, 2021.
- The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $10.48 to $10.49, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.
- The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $10.54 to $10.555, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4.
- Exercisable as to 37,500 shares on each of January 26, 2010, 2011, 2012 and 2013.
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