Filing Details
- Accession Number:
- 0001209191-18-012035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-21 17:30:08
- Reporting Period:
- 2018-02-16
- Accepted Time:
- 2018-02-21 17:30:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1175609 | Cavium Inc. | CAVM | Semiconductors & Related Devices (3674) | 770558625 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1228022 | D Arthur Chadwick | C/O Cavium, Inc. 2315 N. First Street San Jose CA 95131 | Vp Finance & Admin Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-16 | 30,000 | $37.22 | 116,811 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-02-16 | 30,000 | $35.73 | 146,811 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-02-16 | 7,404 | $37.83 | 154,215 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-16 | 67,404 | $87.24 | 86,811 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-02-20 | 2,596 | $37.83 | 89,407 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-02-20 | 22,000 | $37.63 | 111,407 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-20 | 50,798 | $88.41 | 60,609 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option right to buy | Disposition | 2018-02-16 | 30,000 | $0.00 | 30,000 | $37.22 |
| Common Stock | Stock option right to buy | Disposition | 2018-02-16 | 30,000 | $0.00 | 30,000 | $35.73 |
| Common Stock | Stock option right to buy | Disposition | 2018-02-16 | 7,404 | $0.00 | 7,404 | $37.83 |
| Common Stock | Stock option right to buy | Disposition | 2018-02-20 | 2,596 | $0.00 | 2,596 | $37.83 |
| Common Stock | Stock option right to buy | Disposition | 2018-02-20 | 22,000 | $0.00 | 22,000 | $37.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-03-10 | No | 4 | M | Direct | |
| 0 | 2019-02-24 | No | 4 | M | Direct | |
| 3,596 | 2021-02-07 | No | 4 | M | Direct | |
| 1,000 | 2021-02-07 | No | 4 | M | Direct | |
| 0 | 2020-03-22 | No | 4 | M | Direct |
Footnotes
- The sale was made under a 10b5-1 trading plan as adopted by the reporting person.
- Shares were sold ranging from $86.63 per share to $87.64 per share.
- Shares were sold ranging from $86.98 per share to $88.87 per share.
- 1/8th of the shares subject to the option vest on the six month anniversary of the vesting commencement date and 1/48th of the shares vest monthly thereafter over the next three and one half years.
Billionaire Hedge Funds
