Filing Details
- Accession Number:
- 0001209191-18-011900
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-21 16:16:20
- Reporting Period:
- 2018-02-16
- Accepted Time:
- 2018-02-21 16:16:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1357204 | Dunkin' Brands Group Inc. | DNKN | Retail-Eating & Drinking Places (5810) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1522676 | Karen Raskopf | C/O Dunkin' Brands Group, Inc. 130 Royall Street Canton MA 02021 | Svp,Chief Communication Offcr | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-16 | 2,500 | $3.02 | 2,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-02-16 | 2,500 | $51.67 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-02-16 | 3,000 | $47.39 | 8,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-02-16 | 2,500 | $44.35 | 10,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-02-16 | 2,500 | $54.95 | 13,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-16 | 13,000 | $62.82 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-02-20 | 1,986 | $3.02 | 1,986 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-02-20 | 17,000 | $51.67 | 18,986 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-02-20 | 3,500 | $47.39 | 22,486 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-02-20 | 3,500 | $44.35 | 25,986 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-02-20 | 3,500 | $54.95 | 29,486 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-20 | 29,486 | $62.27 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2018-02-16 | 2,500 | $0.00 | 2,500 | $3.02 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2018-02-16 | 2,500 | $0.00 | 2,500 | $51.67 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2018-02-16 | 3,000 | $0.00 | 3,000 | $47.39 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2018-02-16 | 2,500 | $0.00 | 2,500 | $44.35 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2018-02-16 | 2,500 | $0.00 | 2,500 | $54.95 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2018-02-20 | 1,986 | $0.00 | 1,986 | $3.02 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2018-02-20 | 17,000 | $0.00 | 17,000 | $51.67 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2018-02-20 | 3,500 | $0.00 | 3,500 | $47.39 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2018-02-20 | 3,500 | $0.00 | 3,500 | $44.35 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2018-02-20 | 3,500 | $0.00 | 3,500 | $54.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,986 | 2020-02-23 | No | 4 | M | Direct | |
| 32,961 | 2021-02-28 | No | 4 | M | Direct | |
| 37,984 | 2022-02-12 | No | 4 | M | Direct | |
| 30,970 | 2023-02-23 | No | 4 | M | Direct | |
| 22,654 | 2024-02-16 | No | 4 | M | Direct | |
| 0 | 2020-02-23 | No | 4 | M | Direct | |
| 15,961 | 2021-02-28 | No | 4 | M | Direct | |
| 34,484 | 2022-02-12 | No | 4 | M | Direct | |
| 27,470 | 2023-02-23 | No | 4 | M | Direct | |
| 19,154 | 2024-02-16 | No | 4 | M | Direct |
Footnotes
- The option previously vested based upon time (five equal annual installments that began on 02/23/2011) and performance criteria.
- This option vests in four equal annual installments that began on 02/28/2015.
- The option vests in four equal annual installments that began on 2/12/2016.
- The option vests in four equal annual installments that began on 2/23/2017.
- The option vests in four equal annual installments that began on 2/16/2018.
Billionaire Hedge Funds
