Filing Details
- Accession Number:
- 0001140361-18-009341
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-21 16:05:12
- Reporting Period:
- 2018-02-16
- Accepted Time:
- 2018-02-21 16:05:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1039101 | L3 Technologies Inc. | LLL | Radio & Tv Broadcasting & Communications Equipment (3663) | 133937436 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1275605 | T Michael Strianese | C/O L3 Technologies, Inc. 600 Third Avenue New York NY 10016 | See Remarks | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-02-16 | 11,362 | $212.89 | 107,881 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-02-20 | 20,566 | $0.00 | 128,447 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2018-02-20 | 10,072 | $210.98 | 118,375 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-02-20 | 18,128 | $0.00 | 136,503 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2018-02-20 | 39,515 | $70.53 | 176,018 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-20 | 7,711 | $210.78 | 168,307 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-20 | 19,076 | $211.73 | 149,231 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-20 | 8,428 | $212.52 | 140,803 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-20 | 4,000 | $213.58 | 136,803 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-20 | 300 | $214.29 | 136,503 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 02/21/17 Employee Stock Option (Right to Buy) | Acquisiton | 2018-02-20 | 111,071 | $0.00 | 111,071 | $210.98 |
| Common Stock | 7/28/2009 Employee Stock Option (Right to Buy) | Disposition | 2018-02-20 | 39,515 | $0.00 | 39,515 | $70.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 111,071 | 2027-02-21 | No | 4 | A | Direct | |
| 55,345 | 2019-07-28 | No | 4 | M | Direct |
Footnotes
- Does not include shares issuable upon the exercise of options.
- Reflects additional shares acquired through the Company's Master Savings (401(k)) Plan.
- Represents shares acquired through the vesting of performance units settled in common stock. The performance units were granted on February 17, 2015.
- Represents the number of common shares surrendered to pay applicable tax withholding on the shares acquired through the vesting of the performance units.
- Represents the deemed acquisition of restricted stock units upon the satisfaction of relevant performance criteria. These restricted stock units were granted on February 21, 2017 and vest on the three-year anniversary of the grant date, provided certain performance criteria have been met for the fiscal year ended December 31, 2017.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person
- Represents weighted average sale price for price increments ranging from $210.13 to $211.12. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $211.15 to $212.15. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $212.17 to $213.16. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $213.18 to $214.04. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $214.28 to $214.31. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents the deemed acquisition of options upon the satisfaction of relevant performance criteria. These options were granted on February 21, 2017.
- This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date, provided certain performance criteria have been met for the fiscal year ended December 31, 2017.
- This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date.
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