Filing Details

Accession Number:
0000950103-18-002226
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-20 20:33:37
Reporting Period:
2018-02-15
Accepted Time:
2018-02-20 20:33:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1616533 Smart Global Holdings Inc. SGH () CA
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1008034 Mukesh Patel C/O Smart Modular Technologies, Inc.
39870 Eureka Drive
Newark CA 94560
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Disposition 2018-02-15 19,737 $32.65 55,084 No 4 S Indirect See Footnote
Ordinary Shares Disposition 2018-02-15 4,703 $33.67 50,381 No 4 S Indirect See Footnote
Ordinary Shares Disposition 2018-02-15 500 $34.54 49,881 No 4 S Indirect See Footnote
Ordinary Shares Disposition 2018-02-15 11,317 $32.66 31,877 No 4 S Indirect See Footnote
Ordinary Shares Disposition 2018-02-15 2,685 $33.67 29,192 No 4 S Indirect See Footnote
Ordinary Shares Disposition 2018-02-15 396 $34.53 28,796 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on January 25, 2018.
  2. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $32.2 to $33.19, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (7) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.21 to $34.09, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.50 to $34.54, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.20 to $33.16, inclusive.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.45 to $34.43, inclusive.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.53 to $34.54, inclusive.
  8. The Patel Family Partners L.P. - Fund No. 2
  9. The Patel Revocable Trust (U/A/D 6/6/2002)