Filing Details
- Accession Number:
- 0001179110-18-002456
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-20 19:33:53
- Reporting Period:
- 2018-02-20
- Accepted Time:
- 2018-02-20 19:33:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1259515 | Control4 Corp | CTRL | Electronic Components & Accessories (3670) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1652225 | Mark Novakovich | 11734 South Election Road Salt Lake City UT 84020 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-20 | 2,107 | $6.34 | 47,235 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-20 | 2,107 | $24.99 | 45,128 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-02-20 | 2,204 | $6.14 | 47,332 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-20 | 2,204 | $25.01 | 45,128 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-20 | 23,991 | $24.97 | 21,137 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2018-02-20 | 2,107 | $0.00 | 2,107 | $6.34 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-02-20 | 2,204 | $0.00 | 2,204 | $6.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-12-28 | No | 4 | M | Direct | |
| 0 | 2021-05-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 496 | Indirect | By 401(k) Plan |
Footnotes
- Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2017.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $24.71 per share to $25.29 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $24.71 per share to $25.31 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $24.71 per share to $25.31 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- Based on the Reporting Person's most recent 401(k) Plan statement.
- Non-qualified Stock Options granted December 29, 2011, which vested over 4 years and are now fully vested and exercisable.
- Non-qualified Stock Options granted May 26, 2011, which vested over 4 years and are now fully vested and exercisable.
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