Filing Details

Accession Number:
0000947871-18-000167
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-20 19:18:49
Reporting Period:
2018-02-20
Accepted Time:
2018-02-20 19:18:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1438731 Alj Regional Holdings Inc ALJJ () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1094988 M Jess Ravich 244 Madison Avenue, Pmb #358
New York NY 10016
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-20 300,000 $2.25 5,153,804 No 4 P Indirect By Exemption Trust under the Ravich Revocable Trust of 1989
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Exemption Trust under the Ravich Revocable Trust of 1989
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,268,793 Direct
Common Stock 350,000 Indirect Held by Libra Securities Holdings, LLC
Common Stock 68,669 Indirect Held through pension plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (Right to Buy) $4.00 2015-08-03 2022-08-02 350,000 350,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-08-02 350,000 350,000 Direct