Filing Details
- Accession Number:
- 0001018724-18-000029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-20 18:10:53
- Reporting Period:
- 2018-02-15
- Accepted Time:
- 2018-02-20 18:10:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1018724 | Amazon Com Inc | AMZN | Retail-Catalog & Mail-Order Houses (5961) | 911646860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1557979 | David Zapolsky | P.o. Box 81226 Seattle WA 98108-1226 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2018-02-15 | 1,001 | $0.00 | 2,577 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2018-02-15 | 754 | $0.00 | 3,331 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2018-02-15 | 578 | $0.00 | 3,909 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2018-02-15 | 100 | $1,451.64 | 3,809 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2018-02-15 | 200 | $1,455.66 | 3,609 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2018-02-15 | 100 | $1,458.50 | 3,509 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2018-02-15 | 692 | $1,460.54 | 2,817 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2018-02-15 | 300 | $1,462.61 | 2,517 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2018-02-15 | 100 | $1,463.52 | 2,417 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2018-02-15 | 724 | $1,466.83 | 1,693 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2018-02-15 | 1,001 | $0.00 | 1,001 | $0.00 |
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2018-02-15 | 754 | $0.00 | 754 | $0.00 |
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2018-02-15 | 578 | $0.00 | 578 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-05-15 | 2018-02-15 | No | 4 | M | Direct |
| 9,674 | 2015-05-15 | 2020-02-15 | No | 4 | M | Direct |
| 15,247 | 2017-05-15 | 2022-02-15 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,455.66 and the lowest price at which shares were sold was $1,455.65.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,460.99 and the lowest price at which shares were sold was $1,460.03.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,462.99 and the lowest price at which shares were sold was $1,462.04.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,467.04 and the lowest price at which shares were sold was $1,466.78.
- Converts into Common Stock on a one-for-one basis.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 604 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 603 shares on February 15, 2014; 866 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 573 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 451 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; 450 shares on February 15, 2017; 1,002 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; and 1,001 shares on February 15, 2018.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 637 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 710 shares on each of May 15, 2016 and August 15, 2016; 711 shares on each of November 15, 2016 and February 15, 2017; 753 shares on May 15, 2017; 754 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 1,367 shares on each of May 15, 2018 and August 15, 2018; 1,368 shares on each of November 15, 2018 and February 15, 2019; and 1,051 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 578 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; 661 shares on each of May 15, 2018 and August 15, 2018; 662 shares on each of November 15, 2018 and February 15, 2019; 713 shares on each of May 15, 2019 and August 15, 2019; 714 shares on each of November 15, 2019 and February 15, 2020; 1,376 shares on May 15, 2020; 1,377 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021; and 1,060 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022.
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