Filing Details
- Accession Number:
- 0000093751-18-000297
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-20 17:07:09
- Reporting Period:
- 2018-02-15
- Accepted Time:
- 2018-02-20 17:07:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
93751 | State Street Corp | STT | State Commercial Banks (6022) | 042456637 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1497324 | P Andrew Kuritzkes | State Street Corporation One Lincoln Street Boston MA 02111 | Evp And Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-02-15 | 9,162 | $103.96 | 85,896 | No | 4 | F | Direct | |
Common Stock | Disposition | 2018-02-16 | 4,091 | $103.19 | 81,805 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-02-16 | 5,901 | $104.08 | 75,904 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
- The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
- The sale reported in this Form 4 was effected pursuant to Rule 10b5-1 trading plans adopted by the reporting person on January 30, 2015 and February 27, 2017.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 102.57 through 103.56, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 103.57 through 104.46, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.