Filing Details

Accession Number:
0000093751-18-000297
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-20 17:07:09
Reporting Period:
2018-02-15
Accepted Time:
2018-02-20 17:07:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
93751 State Street Corp STT State Commercial Banks (6022) 042456637
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1497324 P Andrew Kuritzkes State Street Corporation
One Lincoln Street
Boston MA 02111
Evp And Chief Risk Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-02-15 9,162 $103.96 85,896 No 4 F Direct
Common Stock Disposition 2018-02-16 4,091 $103.19 81,805 No 4 S Direct
Common Stock Disposition 2018-02-16 5,901 $104.08 75,904 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
  2. The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
  3. The sale reported in this Form 4 was effected pursuant to Rule 10b5-1 trading plans adopted by the reporting person on January 30, 2015 and February 27, 2017.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 102.57 through 103.56, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 103.57 through 104.46, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.