Filing Details

Accession Number:
0001127602-18-007212
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-20 16:25:59
Reporting Period:
2018-02-16
Accepted Time:
2018-02-20 16:25:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101382 Umb Financial Corp UMBF National Commercial Banks (6021) 430903811
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1405031 Walker J Brian 1010 Grand Blvd
Kansas City MO 64106
Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-16 1,672 $47.68 8,403 No 4 M Direct
Common Stock Acquisiton 2018-02-16 959 $45.58 9,362 No 4 M Direct
Common Stock Disposition 2018-02-16 375 $76.15 8,987 No 4 S Direct
Common Stock Disposition 2018-02-16 85 $76.20 8,902 No 4 S Direct
Common Stock Disposition 2018-02-16 202 $76.22 8,700 No 4 S Direct
Common Stock Disposition 2018-02-16 147 $76.24 8,553 No 4 S Direct
Common Stock Disposition 2018-02-16 2 $76.26 8,551 No 4 S Direct
Common Stock Disposition 2018-02-16 12 $76.27 8,539 No 4 S Direct
Common Stock Disposition 2018-02-16 564 $76.28 7,975 No 4 S Direct
Common Stock Disposition 2018-02-16 5 $76.31 7,970 No 4 S Direct
Common Stock Disposition 2018-02-16 100 $76.32 7,870 No 4 S Direct
Common Stock Disposition 2018-02-16 102 $76.33 7,768 No 4 S Direct
Common Stock Disposition 2018-02-16 1 $76.34 7,767 No 4 S Direct
Common Stock Disposition 2018-02-16 2 $76.36 7,765 No 4 S Direct
Common Stock Disposition 2018-02-16 60 $76.37 7,705 No 4 S Direct
Common Stock Disposition 2018-02-16 204 $76.41 7,501 No 4 S Direct
Common Stock Disposition 2018-02-16 100 $76.45 7,401 No 4 S Direct
Common Stock Disposition 2018-02-16 434 $76.46 6,967 No 4 S Direct
Common Stock Disposition 2018-02-16 100 $76.52 6,867 No 4 S Direct
Common Stock Disposition 2018-02-16 959 $76.46 5,908 No 4 S Direct
Common Stock Acquisiton 2018-02-16 900 $40.93 6,808 No 4 M Direct
Common Stock Disposition 2018-02-16 490 $75.27 6,318 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2018-02-16 1,672 $0.00 1,672 $47.68
Common Stock Stock Option (Right to Buy) Disposition 2018-02-16 959 $0.00 959 $45.58
Common Stock Stock Option (Right to Buy) Disposition 2018-02-16 900 $0.00 900 $40.93
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,673 2018-02-05 2026-02-05 No 4 M Direct
0 2016-01-01 2023-01-01 No 4 M Direct
0 2011-11-17 2018-11-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 246 Indirect by ESOP
Footnotes
  1. Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.