Filing Details
- Accession Number:
- 0001611702-18-000022
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-02-20 16:12:58
- Reporting Period:
- 2018-02-15
- Accepted Time:
- 2018-02-20 16:12:58
- Original Submission Date:
- 2018-02-15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1611702 | Om Asset Management Plc | OMAM | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1501930 | P Kyle Legg | Ground Floor Millennium Bridge House 2 Lambeth Hill London X0 EC4V 4GG | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2018-02-15 | 2,204 | $0.00 | 22,869 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2018-02-16 | 85 | $15.87 | 22,784 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Restricted Share Units | Disposition | 2018-02-15 | 2,204 | $0.00 | 2,204 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,459 | No | 4 | M | Direct |
Footnotes
- The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
- Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc.
- Consists of restricted share units issued under the OM Asset Management plc Non-Employee Directors' Equity Incentive Plan.
- On February 15, 2017, the reporting person was granted 2,204 restricted share units, vesting fully on the first anniversary of the grant date.