Filing Details
- Accession Number:
- 0000021175-18-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-20 10:19:53
- Reporting Period:
- 2018-02-15
- Accepted Time:
- 2018-02-20 10:19:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
21175 | Cna Financial Corp | CNA | Fire, Marine & Casualty Insurance (6331) | 366169860 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1433209 | A. Larry Haefner | 333 S. Wabash Ave. Chicago IL 60604 | Evp & Chief Actuary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-02-15 | 7,457 | $53.20 | 42,460 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-02-15 | 7,457 | $53.25 | 35,003 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2018-02-15 | 15,000 | $0.00 | 15,000 | $26.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-04-30 | No | 4 | M | Direct |
Footnotes
- The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 7,457 shares of the issuers common stock.
- As previously reported, the Stock Appreciation Rights became exercisable in four equal installments beginning on April 30, 2009. Grant date was April 30, 2008.
- As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost.