Filing Details
- Accession Number:
- 0001601712-18-000094
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-16 19:54:29
- Reporting Period:
- 2018-02-15
- Accepted Time:
- 2018-02-16 19:54:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1601712 | Synchrony Financial | SYF | Finance Services (6199) | 510483352 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1614719 | D Brian Doubles | C/O Synchrony Financial 777 Long Ridge Road Stamford CT 06902 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-02-15 | 6,569 | $36.70 | 193,612 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2018-02-15 | 5,805 | $24.55 | 199,417 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-02-15 | 5,805 | $36.70 | 193,612 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Dividend Equivalent Unit | Acquisiton | 2018-02-15 | 807 | $0.00 | 807 | $0.00 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-02-15 | 5,805 | $36.70 | 5,805 | $24.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,576 | No | 4 | A | Direct | ||
11,610 | 2024-09-17 | No | 4 | M | Direct |
Footnotes
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2017.
- This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.
- Represents 509, 31, 37, 52 and 178 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.
- The reporting person was awarded 29,024 employee stock options on September 17, 2014, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.