Filing Details

Accession Number:
0001591956-18-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-16 19:45:43
Reporting Period:
2018-02-14
Accepted Time:
2018-02-16 19:45:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1591956 Sphere 3D Corp ANY () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1409130 L. Kurt Kalbfleisch 9112 Spectrum Center Blvd
San Diego CA 92123
Svp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-14 3,840 $0.00 24,729 No 4 M Direct
Common Stock Disposition 2018-02-15 1,573 $2.23 23,156 No 4 S Direct
Common Stock Disposition 2018-02-16 925 $2.25 22,231 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2018-02-14 3,840 $0.00 3,840 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
155,359 No 4 M Direct
Footnotes
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.
  2. This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.
  3. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2017.
  4. The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i)10,665 which vest in five equal monthly installments beginning 3-10-18; and (ii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18.