Filing Details

Accession Number:
0001179110-18-002332
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-16 19:38:36
Reporting Period:
2018-02-14
Accepted Time:
2018-02-16 19:38:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1428336 Healthequity Inc HQY Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1615062 Jon Kessler 15 West Scenic Pointe Drive, Suite 100
Draper UT 84020
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-14 1,332 $14.00 446,332 No 4 M Direct
Common Stock Disposition 2018-02-14 1,332 $55.00 445,000 No 4 S Direct
Common Stock Acquisiton 2018-02-15 16,335 $14.00 461,335 No 4 M Direct
Common Stock Disposition 2018-02-15 16,335 $55.02 445,000 No 4 S Direct
Common Stock Acquisiton 2018-02-16 2,775 $14.00 447,775 No 4 M Direct
Common Stock Disposition 2018-02-16 2,775 $55.01 445,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2018-02-14 1,332 $0.00 1,332 $14.00
Common Stock Stock Options (right to buy) Disposition 2018-02-15 16,335 $0.00 16,335 $14.00
Common Stock Stock Option (right to buy) Disposition 2018-02-16 2,775 $0.00 2,775 $14.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
78,668 2024-07-30 No 4 M Direct
62,333 2024-07-30 No 4 M Direct
59,558 2024-07-30 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $41.28 2027-03-27 69,639 69,639 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2027-03-27 69,639 69,639 Direct
Footnotes
  1. The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017.
  2. These shares were sold in a single transaction at $55.00 per share.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.09, inclusive.
  5. The option is immediately exercisable.
  6. The option becomes exercisable as to 17,409 shares on March 27, 2018 and in three annual installments of 17,410 shares on March 27, 2019, 2020 and 2021.