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Filing Details

Accession Number:: 0001179110-18-002330
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-02-16 19:36:47
Reporting Period:: 2018-02-15

Accepted Time:: 2018-02-16 19:36:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1259515	Control4 Corp	CTRL	Electronic Components & Accessories (3670)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1583025	Susan Cashen	C/O Control4 Corporation 11734 S. Election Road Salt Lake City UT 84020	Svp Of Marketing	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-02-15	1,417	$0.00	1,417	No	4	M	Direct
Common Stock	Disposition	2018-02-15	580	$24.76	837	No	4	F	Direct
Common Stock	Acquisiton	2018-02-15	4,933	$0.00	5,770	No	4	M	Direct
Common Stock	Disposition	2018-02-15	1,706	$24.76	4,064	No	4	F	Direct
Common Stock	Acquisiton	2018-02-15	1,417	$0.00	5,481	No	4	M	Direct
Common Stock	Disposition	2018-02-15	580	$24.76	4,901	No	4	F	Direct
Common Stock	Acquisiton	2018-02-15	4,933	$0.00	9,834	No	4	M	Direct
Common Stock	Disposition	2018-02-15	1,736	$24.76	8,098	No	4	F	Direct
Common Stock	Acquisiton	2018-02-15	14,000	$0.00	22,098	No	4	M	Direct
Common Stock	Disposition	2018-02-15	4,842	$24.76	17,256	No	4	F	Direct
Common Stock	Disposition	2018-02-16	1,674	$25.58	15,582	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2018-02-15	1,417	$0.00	1,417	$0.00
Common Stock	Restricted Stock Units	Disposition	2018-02-15	4,933	$0.00	4,933	$0.00
Common Stock	Performance-based Restricted Stock Units	Disposition	2018-02-15	1,417	$0.00	1,417	$0.00
Common Stock	Performance-based Restricted Stock Units	Disposition	2018-02-15	4,933	$0.00	4,933	$0.00
Common Stock	Performance-based Restricted Stock Units	Disposition	2018-02-15	14,000	$0.00	14,000	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
5,667	No	4	M	Direct
9,867	No	4	M	Direct
5,667	No	4	M	Direct
9,867	No	4	M	Direct
0	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	482	Indirect	By 401(k) Plan

Footnotes

Each unit represents the right to receive, at settlement, one share of common stock at no cost.
The federal and state tax withholding due at the vesting of Restricted Stock Units was satisfied by Control4 through a net issuance of these shares, which were retained by Control4 as treasury stock, and the requisite withholding amount was paid to the relevant tax authorities by Control4 on behalf of the Reporting Person. We used the closing price of the shares on the day prior to the vest date for withholding calculations.
The federal and state tax withholding due at the vesting of Performance-based Restricted Stock Units was satisfied by Control4 through a net issuance of these shares, which were retained by Control4 as treasury stock, and the requisite withholding amount was paid to the relevant tax authorities by Control4 on behalf of the Reporting Person. We used the closing price of the shares on the day prior to the vest date for withholding calculations.
This RSU award was granted on January 1, 2016. One-third of the shares in the award vested on February 10, 2017. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
This RSU award was granted on January 1, 2017. One-third of the shares in the award vested on February 15, 2018. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
This PSU award was granted on January 1, 2016. One-third of the shares in the award vested on February 10, 2017 due to the achievement of a certain 2016 financial performance goal. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
This PSU award was granted on January 3, 2017. One-third of the shares in the award vested on February 15, 2018 due to the achievement of a certain 2017 financial performance goal. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
This PSU award was granted on January 3, 2017, and these shares represent all of the shares in the award which vested on February 15, 2018 due to the achievement of a certain 2017 financial performance goal.
Based on the Reporting Person's most recent 401(k) Plan statement.
Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2017.