Filing Details
- Accession Number:
- 0001209191-18-011073
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-16 19:18:36
- Reporting Period:
- 2018-02-14
- Accepted Time:
- 2018-02-16 19:18:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1419625 | Apptio Inc | APTI | Services-Prepackaged Software (7372) | 261175252 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685044 | Sachin Gupta | 11100 Ne 8Th Street, Suite 600 Bellevue WA 98004 | See Remarks | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-02-14 | 18,400 | $0.00 | 71,577 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2018-02-14 | 18,400 | $25.20 | 53,177 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2018-02-14 | 21,600 | $0.00 | 21,600 | No | 4 | C | Indirect | See footnote |
| Class A Common Stock | Disposition | 2018-02-14 | 21,600 | $25.20 | 0 | No | 4 | S | Indirect | See footnote |
| Class A Common Stock | Acquisiton | 2018-02-15 | 18,400 | $0.00 | 71,577 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2018-02-15 | 9,500 | $26.01 | 62,077 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2018-02-15 | 8,900 | $26.63 | 53,177 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2018-02-15 | 21,600 | $0.00 | 21,600 | No | 4 | C | Indirect | See footnote |
| Class A Common Stock | Disposition | 2018-02-15 | 10,701 | $26.01 | 10,899 | No | 4 | S | Indirect | See footnote |
| Class A Common Stock | Disposition | 2018-02-15 | 10,899 | $26.62 | 0 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2018-02-14 | 18,400 | $0.00 | 18,400 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2018-02-14 | 21,600 | $0.00 | 21,600 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2018-02-15 | 18,400 | $0.00 | 18,400 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2018-02-15 | 21,600 | $0.00 | 21,600 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,205,452 | No | 4 | C | Direct | ||
| 656,988 | No | 4 | C | Indirect | ||
| 4,187,052 | No | 4 | C | Direct | ||
| 635,388 | No | 4 | C | Indirect |
Footnotes
- Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.
- Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 18,777 shares of Class A Common Stock. It was previously reported that 754 shares of Class A common stock were received by the Reporting Person in the first quarter of 2017 pursuant to a pro rata distribution of shares by an investment fund, in which the Reporting Person had an ownership interest, but that number was overstated by 377 shares.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2017.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.84 to $25.34. Thereporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4), (7), (9), (11), (12) and (13) to this Form 4.
- Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 377 shares of Class A Common Stock.
- These shares are held of record by PG GRAT of 2016.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.82 to $25.36.
- Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 18,777 shares of Class A Common Stock.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.31 to $26.30.
- Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 9,277 shares of Class A Common Stock.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.32 to $26.9150.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.30 to $26.29.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.30 to $26.91.
- Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a one-for-one basis and has no expiration date.
Billionaire Hedge Funds
