Filing Details

Accession Number:
0001104659-18-010421
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-16 17:01:56
Reporting Period:
2018-02-14
Accepted Time:
2018-02-16 17:01:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1497770 Walker & Dunlop Inc. WD Finance Services (6199) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1503844 Iii W Howard Smith C/O Walker &Amp; Dunlop, Inc.
7501 Wisconsin Avenue, Suite 1200E
Bethesda MD 20814
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-14 12,359 $0.00 840,535 No 4 A Direct
Common Stock Disposition 2018-02-14 75,000 $50.41 765,535 No 4 S Direct
Common Stock Disposition 2018-02-15 3,271 $51.42 762,264 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Deferred Stock Units Acquisiton 2018-02-14 11,586 $0.00 11,586 $0.00
Common Stock Restricted Stock Units Acquisiton 2018-02-14 4,943 $0.00 4,943 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,586 No 4 A Direct
4,943 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,764 Indirect As Custodian for Daughter 1
Common Stock 4,764 Indirect By ADS 2015 Trust
Common Stock 4,560 Indirect By HWS IV 2012 Trust
Common Stock 4,764 Indirect By MHS 2010 Trust
Common Stock 4,422 Indirect By MMAS 2008 Trust
Footnotes
  1. The restricted stock vests in three equal annual installments beginning on February 15, 2019.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.81. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. Each deferred stock unit represents the right to receive one share of common stock of the Issuer.
  5. The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan.
  6. Each restricted stock unit represents the right to receive one share of common stock of the Issuer.
  7. The restricted stock units will be settled in shares of the Issuer's common stock on March 15 in the third calendar year following the grant date, subject to vesting acceleration pursuant to the Plan.