Filing Details
- Accession Number:
- 0001104659-18-010419
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-16 17:01:27
- Reporting Period:
- 2018-02-14
- Accepted Time:
- 2018-02-16 17:01:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1497770 | Walker & Dunlop Inc. | WD | Finance Services (6199) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1503839 | C Richard Warner | C/O Walker &Amp; Dunlop, Inc. 7501 Wisconsin Avenue, Suite 1200E Bethesda MD 20814 | Evp & Chief Credit Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-02-14 | 9,887 | $0.00 | 84,672 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2018-02-14 | 6,921 | $0.00 | 51,852 | No | 4 | A | Indirect | By Spouse |
Common Stock | Disposition | 2018-02-14 | 1,000 | $49.04 | 83,672 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-02-15 | 7,277 | $51.42 | 76,395 | No | 4 | F | Direct | |
Common Stock | Disposition | 2018-02-15 | 5,087 | $51.42 | 46,765 | No | 4 | F | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Indirect | By Spouse |
No | 4 | S | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Indirect | By Spouse |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Deferred Stock Units | Acquisiton | 2018-02-14 | 1,483 | $0.00 | 1,483 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2018-02-14 | 741 | $0.00 | 741 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,483 | No | 4 | A | Indirect | ||
741 | No | 4 | A | Indirect |
Footnotes
- The restricted stock vests in three equal annual installments beginning on February 15, 2019.
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.98 to $49.09. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Each deferred stock unit represents the right to receive one share of common stock of the Issuer.
- The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan.
- Each restricted stock unit represents the right to receive one share of common stock of the Issuer.
- The restricted stock units will be settled in shares of the Issuer's common stock on March 15 in the third calendar year following the grant date, subject to vesting acceleration pursuant to the Plan.