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Filing Details

Accession Number:: 0001611702-18-000020
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-02-16 16:28:14
Reporting Period:: 2018-02-15

Accepted Time:: 2018-02-16 16:28:14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1611702	Om Asset Management Plc	OMAM	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1278559	Stephen Belgrad	Ground Floor Millennium Bridge House 2 Lambeth Hill London X0 EC4V 4GG	Evp/Cfo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Ordinary Shares	Acquisiton	2018-02-15	39,663	$0.00	232,912	No	4	A	Direct
Ordinary Shares	Acquisiton	2018-02-15	11,180	$0.00	244,092	No	4	A	Direct
Ordinary Shares	Disposition	2018-02-16	5,000	$15.87	239,092	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	A	Direct
No	4	S	Direct

Footnotes

Consists of a restricted share award issued under the OM Asset Management plc Equity Incentive Plan. The restricted share award vests in equal annual installments over a three-year period with 1/3 of the restricted share award vesting on each of February 15, 2019, February 15, 2020 and February 15, 2021.
Consists of a restricted share award issued under the OM Asset Management plc Equity Incentive Plan. The restricted share award vests in equal annual installments over a three-year period with 1/3 of the restricted share award vesting on each of February 15, 2019, February 15, 2020 and February 15, 2021. The restricted share award represents the time-vested portion of a one-time grant of shares in connection with appointment as CEO.
The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.77 to $15.94, inclusive. The reporting person undertakes to provide to OM Asset Management plc, any security holder of OM Asset Management plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.