Filing Details
- Accession Number:
- 0001611702-18-000017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-16 16:27:18
- Reporting Period:
- 2018-02-15
- Accepted Time:
- 2018-02-16 16:27:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1611702 | Om Asset Management Plc | OMAM | Investment Advice (6282) | 981179929 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1620413 | K. Daniel Mahoney | Ground Floor Millennium Bridge House 2 Lambeth Hill London X0 EC4V 4GG | Cao/Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2018-02-15 | 2,874 | $0.00 | 10,051 | No | 4 | A | Direct | |
| Ordinary Shares | Disposition | 2018-02-16 | 240 | $15.87 | 9,811 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- Consists of a restricted share award issued under the OM Asset Management plc Equity Incentive Plan. The restricted share award vests in equal annual installments over a three-year period with 1/3 of the restricted share award vesting on each of February 15, 2019, February 15, 2020 and February 15, 2021.
- The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
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