Filing Details
- Accession Number:
- 0001294671-18-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-16 16:02:13
- Reporting Period:
- 2018-02-15
- Accepted Time:
- 2018-02-16 16:02:13
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1486643 | M. Christopher Gorman | C/O Keycorp 127 Public Square Cleveland OH 44114 | Pres. Of Banking & Vice Chair | No | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2018-02-15 | 65,000 | $11.16 | 542,589 | No | 4 | M | Direct | |
Common Shares | Disposition | 2018-02-15 | 56,038 | $20.97 | 486,551 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Option to Buy | Disposition | 2018-02-15 | 65,000 | $0.00 | 65,000 | $11.16 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-07-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 3,608 | Indirect | 401(k) Plan |
Footnotes
- Includes approximately 2,052 common shares acquired through dividend reinvestments in December 2017 and approximately 98 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan between November 2017 and January 2018.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.96 to $20.98.
- The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- Reported as of January 26, 2018.
- This option vested in three equal annual installments ending on July 25, 2011.