Filing Details

Accession Number:
0001209191-18-010765
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-16 14:38:34
Reporting Period:
2018-02-09
Accepted Time:
2018-02-16 14:38:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1499422 Rbb Bancorp RBB State Commercial Banks (6022) 272776416
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1711562 Vincent Liu 660 S. Figueroa Street
Suite 1888
Los Angeles CA 90017
Evp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, No Par Value Acquisiton 2018-02-09 50,000 $9.29 103,364 No 4 M Direct
Common Stock, No Par Value Disposition 2018-02-09 50,000 $25.40 53,364 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Disposition 2018-02-09 50,000 $9.29 171,006 $9.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
121,006 2018-11-04 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (right to buy) $11.15 2023-01-01 121,078 121,078 Direct
Common Stock Option (right to buy) $9.29 2018-11-18 5,381 5,381 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-01-01 121,078 121,078 Direct
2018-11-18 5,381 5,381 Direct
Footnotes
  1. These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant.
  2. These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
  3. These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant.