Filing Details
- Accession Number:
- 0001127602-18-006412
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-15 16:49:48
- Reporting Period:
- 2018-02-14
- Accepted Time:
- 2018-02-15 16:49:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 929940 | Aspen Technology Inc | AZPN | Services-Computer Programming Services (7371) | 042739697 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1332920 | G F Hammond | C/O Aspen Technology, Inc. 20 Crosby Drive Bedford MA 01730 | Senior Vp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-13 | 2,357 | $43.44 | 27,743 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-13 | 3,934 | $73.00 | 23,809 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-02-14 | 2,358 | $43.44 | 26,167 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-14 | 2,358 | $74.25 | 23,809 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-02-13 | 2,357 | $0.00 | 2,357 | $43.44 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-02-14 | 2,358 | $0.00 | 2,358 | $43.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,837 | 2024-07-31 | No | 4 | M | Direct | |
| 2,479 | 2024-07-31 | No | 4 | M | Direct |
Footnotes
- The option granted at the exercise price of $43.44 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on September 30, 2014.
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