Filing Details
- Accession Number:
- 0001209191-18-010381
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-15 16:18:11
- Reporting Period:
- 2018-02-13
- Accepted Time:
- 2018-02-15 16:18:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1666071 | Cardlytics Inc. | CDLX | Services-Computer Programming, Data Processing, Etc. (7370) | 263039436 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1730451 | Thomas David Evans | C\O Cardlytics, Inc. 675 Ponce De Leon Avenue Ne, Suite 6000 Atlanta GA 30308 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-13 | 3,859 | $0.00 | 3,859 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2018-02-13 | 1,500 | $13.00 | 5,359 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Series G' Redeemable Convertible Preferred Stock | Restricted Stock Unit | Disposition | 2018-02-13 | 621 | $0.00 | 621 | $0.00 |
| Common Stock | Series G' Redeemable Convertible Preferred Stock | Acquisiton | 2018-02-13 | 621 | $0.00 | 621 | $0.00 |
| Series G' Redeemable Convertible Preferred Stock | Restricted Stock Unit | Disposition | 2018-02-13 | 2,045 | $0.00 | 2,045 | $0.00 |
| Common Stock | Series G' Redeemable Convertible Preferred Stock | Acquisiton | 2018-02-13 | 2,045 | $0.00 | 2,045 | $0.00 |
| Series G' Redeemable Convertible Preferred Stock | Restricted Stock Unit | Disposition | 2018-02-13 | 1,193 | $0.00 | 1,193 | $0.00 |
| Common Stock | Series G' Redeemable Convertible Preferred Stock | Acquisiton | 2018-02-13 | 1,193 | $0.00 | 1,193 | $0.00 |
| Common Stock | Series G' Redeemable Convertible Preferred Stock | Disposition | 2018-02-13 | 3,859 | $0.00 | 3,859 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 621 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 2,666 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 3,859 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Each share of Series G' Redeemable Convertible Preferred Stock converted into the Issuer's Common Stock on a one-for-one basis upon the Issuer's initial public offering and has no expiration date.
- Represents shares purchased through the Issuer's directed share program in connection with its initial public offering.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Series G' Redeemable Convertible Preferred Stock.
- The RSUs vested upon the completion of the Issuer's initial public offering.
Billionaire Hedge Funds
