Filing Details
- Accession Number:
- 0001209191-18-010358
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-15 16:09:35
- Reporting Period:
- 2018-02-13
- Accepted Time:
- 2018-02-15 16:09:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
895421 | Morgan Stanley | MS | Security Brokers, Dealers & Flotation Companies (6211) | 363145972 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1680385 | A Daniel Simkowitz | C/O Morgan Stanley 1585 Broadway New York NY 10036 | Head Of Investment Management | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-02-13 | 54,869 | $53.41 | 185,428 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-02-13 | 9,371 | $0.00 | 176,057 | No | 5 | G | Direct | |
Common Stock | Disposition | 2018-02-14 | 32,181 | $53.79 | 143,876 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 5 | G | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,423 | Indirect | By 401(k) Plan |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $53.40 to $53.48, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $53.71 to $53.92, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.