Filing Details

Accession Number:
0001127602-18-006305
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-15 15:02:51
Reporting Period:
2018-02-13
Accepted Time:
2018-02-15 15:02:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1125259 Carnival Plc CUK Water Transportation (4400) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1553147 Olaf Michael Thamm C/O Carnival Corporation
3655 N.w. 87Th Avenue
Miami FL 33178
Ceo - Costa Crociere No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2018-02-13 12,998 $0.00 79,187 No 4 A Direct
Ordinary Shares Disposition 2018-02-14 6,543 $67.56 72,644 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Footnotes
  1. Vesting of performance-based restricted stock units ("Performance RSUs") granted on April 14, 2015 pursuant to the Carnival plc 2014 Employee Share Plan. Each Performance RSU represents one share of Carnival plc ordinary shares.
  2. The reporting person was eligible to earn from 0-200% of the stated target amount of Performance RSUs to the extent that Carnival Corporation & plc's annual earnings before interest and taxes, as adjusted for certain fuel price changes and exchange rate impact, and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the Performance RSU restricted period.
  3. Represents a sale of shares to satisfy the tax obligation on the release of vested Performance RSUs.
  4. The transaction was conducted in British Pounds. The sale price of GBP48.6038 was converted into US$ at the February 14, 2018 conversion rate of GBP1 = USD1.39.