Filing Details
- Accession Number:
- 0001127602-18-006305
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-15 15:02:51
- Reporting Period:
- 2018-02-13
- Accepted Time:
- 2018-02-15 15:02:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1125259 | Carnival Plc | CUK | Water Transportation (4400) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1553147 | Olaf Michael Thamm | C/O Carnival Corporation 3655 N.w. 87Th Avenue Miami FL 33178 | Ceo - Costa Crociere | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2018-02-13 | 12,998 | $0.00 | 79,187 | No | 4 | A | Direct | |
Ordinary Shares | Disposition | 2018-02-14 | 6,543 | $67.56 | 72,644 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- Vesting of performance-based restricted stock units ("Performance RSUs") granted on April 14, 2015 pursuant to the Carnival plc 2014 Employee Share Plan. Each Performance RSU represents one share of Carnival plc ordinary shares.
- The reporting person was eligible to earn from 0-200% of the stated target amount of Performance RSUs to the extent that Carnival Corporation & plc's annual earnings before interest and taxes, as adjusted for certain fuel price changes and exchange rate impact, and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the Performance RSU restricted period.
- Represents a sale of shares to satisfy the tax obligation on the release of vested Performance RSUs.
- The transaction was conducted in British Pounds. The sale price of GBP48.6038 was converted into US$ at the February 14, 2018 conversion rate of GBP1 = USD1.39.