Home > Insider Trading > Filing (0001127602-18-006291)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
815097	Carnival Corp	CCL	Water Transportation (4400)	591562976

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1270033	Stein Kruse	Carnival Corporation 3655 Nw 87Th Ave Miami FL 33178	Ceo, Holland America Group	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-02-13	20,528	$0.00	75,615	No	4	A	Direct
Common Stock	Disposition	2018-02-13	8,171	$68.73	67,444	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	S	Direct

Footnotes

Vesting of performance-based restricted stock units ("Performance RSUs") granted on April 14, 2015 pursuant to the Carnival Corporation 2011 Stock Plan. Each Performance RSU represents one share of Carnival Corporation common stock.
The reporting person was eligible to earn from 0-200% of the stated target amount of Performance RSUs to the extent that Carnival Corporation & plc's annual earnings before interest and taxes, as adjusted for certain fuel price changes and exchange rate impact, and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the Performance RSU restricted period.
Represents a sale of shares to satisfy the tax obligation on the release of vested Performance RSUs.