Filing Details

Accession Number:
0001288257-18-000001
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2018-02-14 20:57:34
Reporting Period:
2017-05-01
Accepted Time:
2018-02-14 20:57:34
Original Submission Date:
2017-05-03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1318605 Tesla Inc. TSLA Motor Vehicles & Passenger Car Bodies (3711) 912197729
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1494731 Kimbal Musk C/O Tesla, Inc.
3500 Deer Creek Road
Palo Alto CA 94304
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-05-01 1,791 $315.52 164,064 No 4 S Direct
Common Stock Disposition 2017-05-01 400 $316.15 163,664 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Acquisiton 2017-05-01 2,500 $0.00 2,500 $22.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,500 2019-06-12 No 4 M Direct
Footnotes
  1. The sale of these shares was omitted from the reporting person's original Form 4 filed on May 3, 2017, and as a result, the reporting person's holdings have been overstated by 2,191 shares on all Forms 4 filed after May 3, 2017 and before this filing. The corrected number of shares held by the reporting person as of the date hereof is 148,333.
  2. The sale transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $315.00 to $315.96, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $316.04 to $316.19, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. 1/24th of the shares granted shall become vested and exercisable as of each monthly anniversary beginning on June 8, 2013, such that all shares subject to the Option shall be fully vested and exercisable by June 8, 2015.