Filing Details
- Accession Number:
- 0001127602-18-006142
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-14 17:54:42
- Reporting Period:
- 2018-02-12
- Accepted Time:
- 2018-02-14 17:54:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1673358 | Yum China Holdings Inc. | YUMC | Retail-Eating Places (5812) | 812421743 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685859 | Riu Sun | Yum China Building 20 Tian Yao Qiao Road Shanghai F4 200030 | Chief Growth Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-12 | 14,452 | $21.06 | 17,622 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-12 | 7,568 | $40.22 | 10,054 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2018-02-12 | 10,054 | $40.15 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2018-02-12 | 14,452 | $0.00 | 14,452 | $21.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 28,904 | 2026-02-05 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $40.07 to $40.21. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Vesting occurs 25% per year beginning one year from 2/5/2016.
Billionaire Hedge Funds
