Filing Details
- Accession Number:
- 0001001250-18-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-14 16:54:19
- Reporting Period:
- 2018-02-12
- Accepted Time:
- 2018-02-14 16:54:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1537679 | P. Carl Haney | The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Evp-Global R&D | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-02-12 | 6,525 | $76.23 | 6,525 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2018-02-12 | 6,525 | $137.52 | 0 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2018-02-14 | 1,525 | $76.23 | 1,525 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2018-02-14 | 5,000 | $77.35 | 6,525 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2018-02-14 | 6,525 | $138.00 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Option (Right to Buy) | Disposition | 2018-02-12 | 6,525 | $0.00 | 6,525 | $76.23 |
Class A Common Stock | Option (Right to Buy) | Disposition | 2018-02-14 | 1,525 | $0.00 | 1,525 | $76.23 |
Class A Common Stock | Option (Right to Buy) | Disposition | 2018-02-14 | 5,000 | $0.00 | 5,000 | $77.35 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,525 | 2016-01-01 | 2024-09-03 | No | 4 | M | Direct |
0 | 2016-01-01 | 2024-09-03 | No | 4 | M | Direct |
21,848 | 2017-01-01 | 2025-09-04 | No | 4 | M | Direct |
Footnotes
- Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,049 shares exercisable from and after January 1, 2016; 8,050 shares exercisable from and after January 1, 2017; 8,050 shares exercisable from and after January 1, 2018.
- The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The prcie reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- Sales prices range from $137.50 to $137.61, inclusive.
- Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,949 shares exercisable from and after January 1, 2017; 8,949 shares exercisable from and after January 1, 2018; 8,950 shares exercisable from and after January 1, 2019.
- Not applicable.