Home > Insider Trading > Filing (0001387131-18-000592)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1422183	Fs Investment Corp	FSIC	()	261630040

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1438253	C. Michael Forman	C/O Fs Investment Corp. 201 Rouse Boulevard Philadelphia PA 19112	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-02-12	16,800	$7.33	208,175	No	4	P	Indirect	By Trust
Common Stock	Acquisiton	2018-02-13	16,900	$7.36	225,075	No	4	P	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Trust
No	4	P	Indirect	By Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	924,609	Indirect	By Franklin Square Holdings, L.P.
Common Stock	12,640	Indirect	By Spouse
Common Stock	3,117	Indirect	By Trust FBO Minor Children
Common Stock	11,214	Indirect	In 401(k) account
Common Stock	7,681	Indirect	In IRA account

Footnotes

The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust in multiple transactions at prices ranging from $7.25 to $7.4, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust in multiple transactions at prices ranging from 7.3 to $7.45, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Includes shares received through stock distributions and shares received on account of reinvested distributions.