Filing Details
- Accession Number:
- 0001225208-18-002802
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-13 18:31:38
- Reporting Period:
- 2018-02-12
- Accepted Time:
- 2018-02-13 18:31:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 793952 | Harley Davidson Inc | HOG | Motorcycles, Bicycles & Parts (3751) | 391382325 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1679626 | Tchernavia Rocker | Harley-Davidson, Inc. 3700 West Juneau Avenue Milwaukee WI 53208 | Vp-Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-02-12 | 1,401 | $47.74 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 749 | Indirect | By 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 9,456 | 9,456 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 2020-02-01 | 5,302 | 5,302 | Direct | |
| Common Stock | Stock Option (right to buy) | $45.32 | 2013-02-06 | 2022-02-06 | 4,237 | 4,237 | Direct |
| Common Stock | Stock Option (right to buy) | $51.78 | 2014-02-04 | 2023-02-04 | 3,708 | 3,708 | Direct |
| Common Stock | Stock Option (right to buy) | $62.33 | 2015-02-04 | 2024-02-04 | 3,200 | 3,200 | Direct |
| Common Stock | Stock Option (right to buy) | $63.49 | 2016-02-03 | 2025-02-03 | 3,276 | 3,276 | Direct |
| Common Stock | Stock Option (right to buy) | $68.91 | 2008-02-14 | 2017-02-14 | 820 | 820 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 9,456 | 9,456 | Direct | |
| 5,302 | 5,302 | Direct | |
| 2022-02-06 | 4,237 | 4,237 | Direct |
| 2023-02-04 | 3,708 | 3,708 | Direct |
| 2024-02-04 | 3,200 | 3,200 | Direct |
| 2025-02-03 | 3,276 | 3,276 | Direct |
| 2017-02-14 | 820 | 820 | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $47.74 to $47.762. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2016, 2/1/2017 and 2/2/2018 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- Each restricted stock unit represents a contingent right to receive one share of stock. The units granted vest in full after 3 years from the date of grant. Units are subject to forfeiture until vested.
- Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
- All options are currently exercisable.
- Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
- Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
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