Filing Details
- Accession Number:
- 0001144204-18-007997
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-13 16:49:01
- Reporting Period:
- 2018-02-08
- Accepted Time:
- 2018-02-13 16:49:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
825324 | Good Times Restaurants Inc. | GTIM | Retail-Eating Places (5812) | 841133368 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1254073 | J Robert Stetson | 6125 Luther Lane, #380 Dallas TX 75225 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Acquisiton | 2018-02-08 | 400 | $2.35 | 20,500 | No | 4 | P | Indirect | By SLKW Investments LLC |
Common | Acquisiton | 2018-02-09 | 1,700 | $2.34 | 22,200 | No | 4 | P | Indirect | By SLKW Investments LLC |
Common | Acquisiton | 2018-02-12 | 2 | $2.45 | 22,202 | No | 4 | P | Indirect | By SLKW Investments LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By SLKW Investments LLC |
No | 4 | P | Indirect | By SLKW Investments LLC |
No | 4 | P | Indirect | By SLKW Investments LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common | 103,894 | Direct | |
Common | 440,000 | Indirect | By REIT Redux, LLC |
Common | 24,000 | Indirect | By Leanlien, LLC |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common | Non Qualified Stock Option | $7.79 | 2025-03-13 | 7,060 | 7,060 | Direct | |
Common | Non Qualified Stock Option | $5.29 | 2025-11-23 | 3,781 | 10,841 | Direct | |
Common | Restricted Stock Unit | $0.00 | 2018-11-23 | 441 | 11,282 | Direct | |
Common | Restricted Stock Unit | $0.00 | 2019-11-16 | 3,733 | 15,015 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-03-13 | 7,060 | 7,060 | Direct |
2025-11-23 | 3,781 | 10,841 | Direct |
2018-11-23 | 441 | 11,282 | Direct |
2019-11-16 | 3,733 | 15,015 | Direct |
Footnotes
- The reporting person is the managing member and is a beneficial owner of SLKW Investments LLC.
- The reporting person is the president of REIT Redux GP, the general partner of REIT Redux LP. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, of the shares held by REIT Redux LP, except to the extent of his pecuniary interest therein.
- Leanlien, LLC, a trust in which the reporting person beneficially owns 61% and his children beneficially own 39%.
- These Non-Qualified Stock Options vest in three equal annual installments with the first installment vesting March 13, 2016.
- These Non-Qualified Stock Options vest in three equal annual installments with the first installment vesting November 23, 2016.
- The reporting person was granted 1,324 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016 and an additional 1/3 of the shares of the grant vested on November 23, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
- The reporting person was granted 5,600 restricted stock units on November 16, 2016 of which 1/3 of the total granted amount vested on November 16, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.