Filing Details
- Accession Number:
- 0001140361-18-007183
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-13 16:36:41
- Reporting Period:
- 2018-02-12
- Accepted Time:
- 2018-02-13 16:36:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1039101 | L3 Technologies Inc. | LLL | Radio & Tv Broadcasting & Communications Equipment (3663) | 133937436 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1275605 | T Michael Strianese | C/O L3 Technologies, Inc. 600 Third Avenue New York NY 10016 | See Remarks | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-12 | 39,515 | $70.53 | 158,740 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-12 | 2,202 | $201.96 | 156,538 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-12 | 6,700 | $202.82 | 149,838 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-12 | 4,841 | $203.89 | 144,997 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-12 | 22,372 | $204.96 | 122,625 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-12 | 3,400 | $205.62 | 119,225 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 7/28/2009 Employee Stock Option (Right to Buy) | Disposition | 2018-02-12 | 39,515 | $0.00 | 39,515 | $70.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 94,860 | 2019-07-28 | No | 4 | M | Direct |
Footnotes
- Does not include shares issuable upon the exercise of options.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Represents weighted average sale price for price increments ranging from $201.34 to $202.31. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $202.35 to $203.30. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $203.39 to $204.39. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $204.40 to $205.40. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $205.41 to $205.94. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date.
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