Filing Details
- Accession Number:
- 0001140361-18-006793
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-13 10:05:55
- Reporting Period:
- 2018-02-09
- Accepted Time:
- 2018-02-13 10:05:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1500213 | Si Financial Group Inc. | SIFI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1298177 | A Rheo Brouillard | 803 Main Street Willimantic CT 06226 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-02-09 | 491 | $14.25 | 46,877 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-09 | 341 | $14.20 | 46,536 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-09 | 600 | $14.15 | 45,936 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-09 | 400 | $14.10 | 45,536 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-09 | 700 | $14.00 | 44,836 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-12 | 120 | $14.00 | 44,716 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 19,138 | Indirect | By 401(k) |
| Common Stock | 11,861 | Indirect | By ESOP |
| Common Stock | 4,699 | Indirect | By IRA |
| Common Stock | 898 | Indirect | By Spouse |
| Common Stock | 2,659 | Indirect | By Spouse's IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $5.68 | 2011-02-24 | 2020-02-24 | 5,663 | 5,663 | Direct |
| Common Stock | Stock Options | $9.40 | 2012-02-16 | 2021-02-16 | 10,000 | 10,000 | Direct |
| Common Stock | Stock Options | $11.01 | 2013-10-24 | 2022-10-24 | 50,000 | 50,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-02-24 | 5,663 | 5,663 | Direct |
| 2021-02-16 | 10,000 | 10,000 | Direct |
| 2022-10-24 | 50,000 | 50,000 | Direct |
Footnotes
- Stock Options are fully vested and exercisable
Billionaire Hedge Funds
