Filing Details
- Accession Number:
- 0000914190-18-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-12 16:34:51
- Reporting Period:
- 2018-02-08
- Accepted Time:
- 2018-02-12 16:34:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7623 | Arts Way Manufacturing Co Inc | ARTW | Farm Machinery & Equipment (3523) | 420920725 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1257238 | H Marc Mcconnell | P. O. Box 6219 Kinston NC 28501 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-08 | 5,000 | $2.42 | 5,000 | No | 4 | P | Indirect | By Child #1 |
| Common Stock | Acquisiton | 2018-02-08 | 5,000 | $2.42 | 5,000 | No | 4 | P | Indirect | By Child #2 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Child #1 |
| No | 4 | P | Indirect | By Child #2 |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 45,000 | Direct | |
| Common Stock | 5,000 | Indirect | By IRA #1 |
| Common Stock | 580 | Indirect | By IRA #2 |
| Common Stock | 4,250 | Indirect | By spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $8.66 | 2011-04-28 | 2021-04-28 | 2,000 | 2,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $6.75 | 2012-04-26 | 2022-04-26 | 2,000 | 2,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $6.40 | 2013-04-25 | 2023-04-25 | 2,000 | 2,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $6.15 | 2014-04-29 | 2024-04-29 | 2,000 | 2,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $4.70 | 2015-04-22 | 2025-04-22 | 2,000 | 2,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-04-28 | 2,000 | 2,000 | Direct |
| 2022-04-26 | 2,000 | 2,000 | Direct |
| 2023-04-25 | 2,000 | 2,000 | Direct |
| 2024-04-29 | 2,000 | 2,000 | Direct |
| 2025-04-22 | 2,000 | 2,000 | Direct |
Footnotes
- Includes (i) 3,000 shares of restricted stock for which the risks of forfeiture lapse on 1/29/19; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/27/19 and 1/27/20; and (iii) 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/19, 2/5/20 and 2/5/21.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.375 to $2.4499 inclusive. The reporting person undertakes to provide Art's-Way Manufacturing, Inc., any security holder of Art's-Way Manufacturing, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
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